Our Offices

Securities and Corporate Finance

Global Warming and SEC Securities Filings: What are the Disclosure Obligations? 10-17-2007

Conviction in Stock Option Backdating Case May Signal Increased Federal Prosecution 8-22-2007

U.S. Supreme Court Clarifies Standard For Securities Fraud Claims 7-19-2007

SEC Issues Clarifying Guidance for Section 404 of SOX 7-11-2007

SEC Adopts E-Proxy Rules 12-29-2006

Disney Case Provides Valuable Lessons for Directors 8-12-2006

SEC Overhauls Executive and Director Compensation Disclosure Requirements 8-1-2006

Permanent Editorial Board for the Uniform Commercial Code Report 1-30-2006

Five states and two U.S. territories that have non-uniform Revised Article 9 effective dates 1-27-2006

Securities Offering Reform: Ten Things a Company Considering an IPO Should Know 10-24-2005

Securities Offering Reform: Ten Things Investment Bankers Should Know 9-30-2005

Securities Offering Reform: Ten Things Small to Mid-Cap Reporting Companies Should Know 9-26-2005

Securities Offering Reform: Ten Things "Well-Known Seasoned Issuers" Should Know 9-12-2005

The Board's Role in Risk Management 6-7-2005

Recent SEC "Regulation FD" Action Merits Attention of Public Companies 5-23-2005

SEC Brings Regulation FD Enforcement Action for Reaffirming Earnings Guidance 4-7-2005

SEC Announces Internal Controls Reporting Relief for Smaller Companies 12-2-2004

Current Issues in Directors and Officers Insurance 10-6-2004

SEC Amendments to Form 8-K Become Effective 8-19-2004

Corporate Governance: Board and Committee Evaluations 6-8-2004

SEC Amends Form 8-K 5-11-2004

2004 Amendments to Form 8-K 4-14-2004