Capstone Turbine Corporation, the world's leading clean technology manufacturer of microturbine energy systems, entered into an underwriting agreement to sell in a public offering 2,700,000 shares of the Company's common stock and pre-funded Series B warrants to purchase up to 5,515,000 shares of Common Stock, which will be offered in lieu of Common Stock to those purchasers whose purchase of Common Stock in the offering otherwise would result in the purchaser beneficially owning more than 4.99% of the Company's outstanding common stock following the completion of the offering (the "Series B Warrants").
Waller represented Capstone in its offering of Common Stock and Warrants.
Represented Tri Star Energy in its acquisition of Abbeville, Alabama-based Herndon Oil Corporation.
Represented Performance Trust Capital Partners as the sole placement agent for the offering by RCB Financial Corporation of $8 million of its 10NC5 4.375% fixed-to-floating rate subordinated notes.
Represented UMB Bank as Bond Trustee holding a security interest on all of the assets of a bankrupt biomass manufacturer and facilitated the bank’s sale of those assets.
Served as legal advisor to truck brokerage firm Everest Transportation Systems in a transaction with Cambridge Capital, a leading investment firm focused on the applied supply chain, who made a majority investment in the company.
Represented River Associates-backed Presco Polymers in its acquisition of Rhino Marking & Protection Systems, a Minnesota-based manufacturer of marker posts and other related damage prevention products including surface markers, decals and signage.
Represented BancorpSouth as special securities and corporate counsel in connection of its merger with FNS Bancshares, Inc.