Capstone Turbine Corporation, the world's leading clean technology manufacturer of microturbine energy systems, entered into an underwriting agreement to sell in a public offering 2,700,000 shares of the Company's common stock and pre-funded Series B warrants to purchase up to 5,515,000 shares of Common Stock, which will be offered in lieu of Common Stock to those purchasers whose purchase of Common Stock in the offering otherwise would result in the purchaser beneficially owning more than 4.99% of the Company's outstanding common stock following the completion of the offering (the "Series B Warrants").
Waller represented Capstone in its offering of Common Stock and Warrants.
Represented UMB Bank as Bond Trustee holding a security interest on all of the assets of a bankrupt biomass manufacturer and facilitated the bank’s sale of those assets.
Represented River Associates-backed Presco Polymers in its acquisition of Rhino Marking & Protection Systems, a Minnesota-based manufacturer of marker posts and other related damage prevention products including surface markers, decals and signage.
Represented BancorpSouth as special securities and corporate counsel in connection of its merger with FNS Bancshares, Inc.