A large U.S. bank acted as second lien indenture trustee for $934,700,000 principal amount of second lien notes in the Chapter 11 cases of energy company and certain of its affiliates in the United States Bankruptcy Court for the Southern District of Texas. The energy company specialized in oil and gas exploration and production.
Waller represented the second lien indenture trustee through the successful confirmation of the energy company's Chapter 11 plan, where the second lien notes were the fulcrum security, and in post-confirmation litigation related to the second lien noteholders' diminution in value and make-whole premium claims. Waller also advised the bank on financial services issues that arose during the transaction.
Served as counsel to the chapter 11 trustee of two bankrupt estates.
Represented Performance Trust Capital Partners as the sole placement agent for the offering by RCB Financial Corporation of $8 million of its 10NC5 4.375% fixed-to-floating rate subordinated notes.
Represented Harrow Health in its underwritten registered public offering of $20 million aggregate principal amount of senior notes.